Nettet14. mar. 2024 · CORRECTION Global Tech Industries Group, Inc. Files Lawsuit Against Canaccord Genuity, LLC and others in Connection with Trading Activities in the Company’s Shares New York, NY, March 14, 2024 ... Nettet7. jan. 2014 · With the late-December related charges and settlement with broker Instinet, LLC, the SEC has revealed that both parties of soft dollar arrangements may be held accountable for misconduct. The original charges against J.S. Oliver over the misuse of client commissions totaled more than $1 million. According to the SEC’s order, the …
Instinet Incorporated Offices NOMURA
Nettet9. apr. 2024 · Park Avenue Securities LLC increased its stake in Vipshop Holdings Limited (NYSE:VIPS – Get Rating) by 59.4% during the 4th quarter, according to its most recent filing with the Securities ... Nettet2. jul. 2010 · Memorandum from the Office of Commissioner Aguilar regarding an March 23, 2010 Meeting with Representatives of Tradeworx, Inc. Apr. 7, 2010. Memorandum from the Office of Commissioner Paredes regarding an April 6, 2010 Meeting with Representatives of Davis Polk & Wardwell LLP and Credit Suisse Securities (USA) LLC. news tonbridge
SEC.gov Information for Harmed Investors
NettetINSTINET, LLC ( CRD # 7897/SEC#:801-108490,8-23669 ) INC TRADING CORPORATION, INSTINET, LLC, INSTINET CLEARING SERVICES, INC. View latest … Nettet1. des. 2024 · NEW YORK, NY – Today, Northwest Biotherapeutics (OTCQB: NWBO) filed a lawsuit against some of the largest and most influential market makers in the world, including Citadel Securities LLC, Canaccord Genuity LLC, G1 Execution Services LLC (a subsidiary of Susquehanna International Group), GTS Securities LLC, Virtu Americas … Nettet2. mar. 2024 · Silver Lake Managing Partner Joe Osnoss to join Zuora’s Board of Directors Zuora, Inc. (NYSE: ZUO), the leading cloud-based subscription management platform provider, today announced a $400 million strategic investment from Silver Lake , a global leader in technology investing. The partnership reinforces Zuora’s leadership position … newstone 2.0 white